ICO decides soon whether my Freedom of Information request was vexatious or Wirral Council was just taking the mickey

ICO decides soon whether my Freedom of Information request was vexatious or Wirral Council was just taking the mickey

ICO decides soon whether my Freedom of Information request was vexatious or Wirral Council was just taking the mickey

                                
Last year I made a Freedom of Information Act request through the whatdotheyknow.com website for minutes of various panels, statutory committees, advisory committees and working parties. All the minutes were of groups that a councillor (or councillors) sit on, but weren’t public meetings and not routinely published by Wirral Council.

The request was made on 29th March 2013. By the 29th April 2013 I had not received a reply, so I requested an internal review. On the 30th April 2013 Wirral Council responded stating that the request would be refused on the basis of exemption 12 (exemption where cost of compliance exceeds appropriate limit) which to summarise is where a request would take longer than 18.5 hours of staff time to provide.

Wirral Council did state they would provide minutes of the Members Equipment Steering Group (they had action notes on these since the 17th July 2012) which deal with equipment for councillors to do their role such as laptops, iPads etc and minutes of the Safeguarding Reference Group. However now almost a year later they haven’t. The response also pointed out that there weren’t minutes taken of Independent Remuneration Panel meetings (which make recommendation on allowances for councillors) but that the Independent Remuneration Panel produced reports which had already been published on Wirral Council’s website.

On the same day I made it crystal clear that I just wanted minutes of the previous meetings of these groups, not all minutes of their meetings since these groups had been started (which is how Wirral Council had interpreted this request). The internal review response on the 30th July 2013 stated “The groups you mentioned are not all served by committee services nor are they groups on which the Council is the sole interested party; nor are they all groups which the Council chairs and an inquiry would have to be made to a significant number of persons and locations.” The internal review refused the request on the basis of a s.14 exemption (vexatious or repeated request). The internal review went on to state “It is clear that many of the panels you mention will be dealing with highly sensitive personal data in particular and without limitation no.s 1-4 inclusive, 8, 9, 11, 16, 23 and 26. Officer time in considering those considering the exemptions and redacting, consulting with third parties (for example the independent chairperson of the Adoption panel, representatives of other bodies on the committee) would in view of the Reviewing Officer mean that the request should have been refused under s.14. I was then at the stage (over four months after having made the request) of being at the stage where I could make an appeal to the Information Commissioner’s Office.

It is at this point that I will point to a number of already decided cases that have a bearing on how Wirral Council should have handled this request. The Chief Constable of Yorkshire Police v The Information Commissioner (EA/2009/0029) was a case involving a refusal on s.12 grounds (exemption where cost of compliance exceeds appropriate limit). In that case, which was an Information Tribunal case this was part of the decision “37. For all these reasons, we find a public authority cannot include the time cost of redaction when estimating its costs under regulation 4(3)(d).”

Regulation 4 of The Freedom of Information and Data Protection (Appropriate Limit and Fees) Regulations 2004 state that only the following four things can be taken into account when determining whether a request will take longer than 18.5 hours:

“the costs it reasonably expects to incur in relation to the request in

(a)determining whether it holds the information,
(b)locating the information, or a document which may contain the information,
(c)retrieving the information, or a document which may contain the information, and
(d)extracting the information from a document containing it.

In other words the activities that Wirral Council mention such as “officer time considering those exemptions and redacting” and “consulting with third parties” don’t fall within these four activities and don’t count towards the 18.5 hour limit.

Another case in the first-tier tribunal, Roger Conway v The Information Commissioner (EA/2011/0224) dealt with how the s.14 (vexatious or repeated requests) exemption can be used. The judgement in this case states at paragraph 17 (there’s a slight typographical error as 0 should read 10):

“17. In respect of paragraph 0 above, whether the request creates a “strain on resources”, that is not relevant to the question of whether it is vexatious. If the Council wished to argue that they ought not to be required to comply with the request on this basis, then it ought to have relied on section 12 FOIA. It did not do so. In any event, as discussed at paragraph 10 above, the Commissioner considered whether the request would create a significant burden (strain) on the Council and concluded that there was insufficient evidence to support this factor.”

In other words, Wirral Council’s arguments when they refused it as a vexatious request that it would create the sort of “strain on resources” referred to in Roger Conway v The Information Commissioner (EA/2011/0224) wasn’t relevant to the question of whether it’s vexatious and was the basis of Wirral Council’s argument that it was. Roger Conway v The Information Commissioner (EA/2011/0224) states that if a public authority wants to refuse such a Freedom of Information Act request then it should rely on a section 12 exemption (exemption where cost of compliance exceeds appropriate limit). However if Wirral Council has to rely on a s.12 exemption in this case then Regulation 4 of the The Freedom of Information and Data Protection (Appropriate Limit and Fees) Regulations 2004 and Chief Constable of Yorkshire Police v The Information Commissioner (EA/2009/0029) state that it can’t count activities such as “officer time considering those exemptions and redacting” and “consulting with third parties” towards the 18.5 hour limit.

So I appealed Wirral Council’s decision to the Information Commissioner’s Office. I received a response from the Information Commissioner’s Office last week that it had written to Wirral Council about this request twice, but had not yet received a reply. The Information Commissioner’s Office released the copies of the letters to me it has sent to Wirral Council and not received a reply to but with the Wirral Council officer’s name redacted. Interestingly the Information Commissioner’s Office have decided that some of the request falls under the Environmental Information Regulations 2004, which unlike the Freedom of Information Act 2000 have a presumption in favour of disclosure.

PROTECT

 

15th August 2013

 

Case Reference Number FS50509081

 

Dear [redacted council officer name],

Freedom of Information Act 2000 (‘the Act’)
Complaint from John Brace
Information request made 29 March 2013

The Information Commissioner has received a complaint about the handling of the above request.

We have carried out an initial assessment of this case and consider it eligible for formal consideration under s50 of the Act.

The case will be allocated to a case officer who will contact you with further details of the complaint.

We emphasise that although we have assessed the complaint as being eligible for the Information Commissioner to decide whether a public authority has dealt with a request for information in accordance with Part I of the Act, no specific decision has been made as to the individual merits of the complaint at this time.

What actions may be required at this stage

Where information has been withheld because you (the public authority) have applied one of the exemptions in Part 2 of the Act, the case officer will need to have a copy of the information to judge whether or not any exemptions have been properly applied. We would also appreciate, where you are able, for you to be specific about which exemptions apply to each part of the information. At this stage we only ask that you prepare this information: please do not send it to us until it is requested by the case officer.

Providing information to the ICO

Finally, you should be aware that the Information Commissioner often receives requests for copies of the letters we send and receive when dealing with casework. Not only are we obliged to deal with these in accordance with the access provisions of the Data Protection Act 1998 (DPA) and the Freedom of Information Act 2000 (FOIA), it is in the public interest that we are open, transparent and accountable for the work that we do.

However, whilst we want to disclose as much information as we reasonably can, there will be occasions where full disclosure would be wrong. It is also important that the disclosures we make do not undermine the confidence and trust in the Commissioner of those who correspond with him.

I would be grateful if, at the appropriate time, you would indicate whether any of the information you provide in connection with this matter is confidential, or for any other reason should not be disclosed to anyone who requests it. I should make clear that simply preferring that the information is withheld may not be enough to prevent disclosure. You should have a good reason why this information should not be disclosed to anyone else and explain this to us clearly and fully.

If you need to contact us about any aspect of this complaint please call our helpline on 0303 123 1113, or 01625 545745 if you would prefer not to call an ‘03’ number, being sure to quote the reference number at the top of this letter.

Yours sincerely,

Jenny Sanders
Sent on behalf of
Andrew White
Group Manager
Complaints Resolution
Information Commissioner’s Office

=======================================================================================================

PROTECT

 

10 February 2014

 

Case Reference Number FS50509081

 

Dear [redacted council officer name]

 

Please find attached a letter 1/3 – regarding a complaint by Mr John Brace to the ICO.

Yours sincerely

Daniel Perry
Case Officer – Complaints Resolution
Direct Dial: 01625 545 214

=======================================================================================================

[redacted council officer name]

Wirral Metropolitan Borough Council
Town Hall
Brighton Street
Wallasey
Merseyside
CH44 8ED

 

10 February 2014

 

Case reference number FS50509081

 

Dear [redacted council officer name]

 

Freedom of Information Act 2000 (FOIA)

Environmental Information Regulations 2004 (EIR)

Complainant: Mr John Brace

Your Ref: None given to complainant, but subject matter is listed as ‘Minutes of previous meetings of 26 panels

 

We wrote to you previously to let you know that we have accepted a complaint from Mr Brace (“the complainant”). The complaint concerns the refusal to comply with a request for information under section 14(1) of the Freedom of Information Act 2000 (“the FOIA”).

 

Having reviewed the nature of the complainant’s request for information, we will need to consider this case under the Environmental Information Regulations 2004 (“the EIR”), as well as the FOIA. The EIR provides the public with a right to information held by authorities that relates to the environment. The EIR apply in this case due to parts 20-22 of the request. Your obligations as a public authority are similar to those under the FOIA.

 

I can see that [redacted council officer name] contacted us on 16 August 2013 to ask for the CRM number, apologies that she did not receive a response. Cases are held in a queue until they are allocated to a case officer. From what I can see on the documents provided by Mr Brace (as detailed below) there is no CRM number. However the correspondence can be viewed at:

https://www.whatdotheyknow.com/request/minutes_of_various_panels_statut

 

 

ICO’s approach

 

On receipt of a complaint under the FOIA and EIR, the Information Commissioner (“the Commissioner”) will give a public authority one opportunity to justify its position to him before coming to a conclusion. Please consider the guide for public authorities on the Commissioner’s website for more information about how we handle complaints:

http://www.ico.gov.uk/for_organisations/freedom_of_information/guide.aspx

 

The request

 

On 29 March 2013 the complainant made the following request for information:

 

Please could you provide minutes of the previous meetings of the
following committees. If minutes whether in draft form or not are
not available of the previous meeting, please provide the minutes
of the meeting directly before. I have given each of the committees
a number in order which can be used in future communications to
avoid misunderstandings.

If minutes for any of these committees are not available in
electronic form and to provide them in digital form would exceed
the 18.5 hours rule then I am happy to collect paper copies from
Wallasey Town Hall instead.

1. Complaints Panel (School Curriculum and Related Matters)
2. Education Staff Panel
3. Headteacher Appointments Panel
4. School Appeals Panel
5. Standing Advisory Committee on Religious Education (SACRE)
6. Wirral Schools Forum (Funding Consultative Group)
7. School Admissions Forum
8. Adoption / Fostering Panels
9. Housing Review Panel
10. Unified Waiting List Management Advisory Board
11. Discharge from Guardianship by Wirral Council under the Mental
Health Act 1983 Panel
12. Independent Remuneration Panel
13. Youth and Play Service Advisory Committee
14. Corporate Parenting Group (formerly known as Virtual School
Governing Body)
15. Headteachers and Teachers JCC
16. SEN Advisory Committee
17. Wirral Schools’ Music Service Consultative Committee
18. Members’ Training Steering Group
19. Members’ Equipment Steering Group
20. Birkenhead Park Advisory Committee
21. Hilbre Island Nature Reserve Management Committee
22. Wirral Climate Change Group
23. Anti-Social Behaviour Partnership Body
24. Birkenhead Town Centre Consultative Group
25. Wirral Trade Centre Working Party
26. Safeguarding Reference Group

 

You responded on 30 April 2013 and refused the request under section 12.

 

The complainant then requested an internal review on 30 April 2013, which you provided on 30 July 2013. You revised your position and refused the request under section 14(1).

 

 

Scope of the case

 

The complainant contacted the Information Commissioner’s Office (“the ICO”) on 14 August 2013 to contest the council’s refusal.

The focus of my investigation will be to determine whether the council handled the request in accordance with the FOIA and EIR.

Specifically, I will look at whether the council is entitled to rely on section 14(1) of the FOIA and regulation 12(4)(b) as a basis for not providing a response to the request for information.

 

What you need to do now

 

Where possible the Commissioner prefers complaints to be resolved by informal means, and we ask both parties to be open to compromise. It is also your responsibility to satisfy the ICO that you have complied with the law. The ICO’s website has guidance which you should refer to in order to check whether your original response to the information request was appropriate.

 

This is your opportunity to finalise your position with the ICO. With this in mind, you should revisit the request. After looking at our guidance, and in light of the passage of time, you may decide to reverse or amend your position. If you do, please notify the complainant and me within the timeframe specified at the end of this letter. This may enable us to close this case informally without the need for a decision notice.

 

In any event, we need the following information from you to reach a decision.

 

Section 14(1) of the FOIA – Vexatious requests, and regulation 12(4)(b) of the EIR – manifestly unreasonable

 

In determining whether a request is vexatious, the ICO believes that the key question which public authorities need to consider is whether complying with the request is likely to cause a disproportionate or unjustified level of disruption, irritation or distress. Where this is not clear, public authorities should weigh the impact on the authority and balance this against the purpose and value of the request. Where relevant, public authorities will need to take into account wider factors such as the background and history of the request.

 

The ICO has published guidance on applying section 14(1) of FOIA which includes information on how to apply to this balancing exercise. Our approach to manifestly unreasonable requests under the EIR is very similar. You are strongly advised to review this guidance before responding to this letter.

 

As this guidance explains, when determining whether section 14(1) or regulation 12(4)(b) has been applied correctly the ICO will primarily look for evidence that the request would have an unjustified or disproportionate effect on the public authority.

 

Therefore, in light of this please explain why in the circumstances of this case the council relied on section 14(1) and regulation 12(4)(b) to refuse the request. Your response should include:

 

  • Details of the detrimental impact of complying with the request;
  • Why this impact would be unjustified or disproportionate in relation to the request itself and its inherent purpose or value;
  • And, if relevant, details of any wider context and history to the request if the council believes that this background supports its application of section 14(1) and regulation 12(4)(b). Please provide any relevant documentary evidence background evidence to support such a claim.

 

We strongly recommend that your response is guided by recent decision notices, our guidance and our lines to take, which demonstrate the Commissioner’s approach to the exemptions and procedural sections of the FOIA and EIR. These can be found on our website:

 

 

 

 

Having revisited the request, you may decide to apply a new exemption. We will consider new exemptions but it is your responsibility to tell the complainant why the new exemption applies and to provide us now with your full submissions.

 

For the avoidance of doubt, you should now do the following.

 

  • Consider whether to change your response to the information request, and let us know the outcome.
  • Send us your full and final arguments as to why you think section 14(1) and regulation 12(4)(b) applies.

 

To contact us

 

Please provide your response within 20 working days of the date of this letter, that is by 10 March 2014,ensuring that you fully set out your final position in relation to this request.

 

You can contact me at casework@ico.org.uk. Please ensure that you reply directly to this email address without changing any of the details in the subject box. This will ensure that the correspondence is allocated immediately to the correct case.

 

Yours sincerely

 

 

Daniel Perry

Case Officer – Complaints Resolution

Direct Dial: 01625 545 214

 

 

You should be aware that the Information Commissioner often receives requests for copies of the letters we send and receive when dealing with complaints. Please indicate whether any of the information you provide in connection with this matter is confidential, or for any other reason should not be disclosed to anyone who requests it. You should provide a good reason why this information should not be disclosed to anyone else and explain this to us clearly and fully.

 
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8 Members of the European Parliament to be elected

8 Members of the European Parliament to be elected

8 Members of the European Parliament to be elected

                          

Although I wrote a blog post about the notice of election for twenty-three Wirral Council councillors about a week ago I haven’t yet written about the notice of election for the eight Members of the European Parliament held on the same day.

Below is the notice of election for the European elections. The constituency for a MEP is the whole of the North West of England which is millions of people who could vote in the election. Also candidates wishing to stand in the European elections have to find a deposit of £5,000. I presume (as in General Elections) the deposit is refundable if those candidates get x% of the vote.

NORTH WEST ELECTORAL REGION

NOTICE IS HEREBY GIVEN THAT:

1. An election is to be held for EIGHT members of the European Parliament for the NORTH WEST Electoral Region.

2. If the election is contested the poll will take place on THURSDAY 22 MAY 2014.

3. Nomination papers are to be delivered to the Regional Returning Officer for the North West, Room 134, Town Hall, Manchester, between 10:00 AM and 4:00 PM from TUESDAY 15 APRIL 2014 to THURSDAY 17 APRIL 2014 and between 10:00 AM and 4:00 PM from TUESDAY 22 APRIL 2014 to THURSDAY 24 APRIL 2014. Forms of nomination papers may also be obtained at that place, during those times.

4. The deposit for each registered political party or individual candidate, being the sum of £5000, can only be made by the deposit of legal tender or by means of a banker’s draft (banks operating in the United Kingdom or Gibraltar only), at the place and during the time for delivery of nomination papers. No other method of making a deposit will be available.

5. Applications to be included in the register of electors or for postal or proxy voting must be made to the relevant Electoral Registration Officer for the applicant’s area. Further information can be found at www.aboutmyvote.co.uk or www.northwestvotes.gov.uk.

6. Applications to be included in the register of electors must reach the relevant Electoral Registration Officer by TUESDAY 6 MAY 2014, if they are to be effective for the election.

7. All applications and notices in respect of postal voting and those in respect of changes to existing proxy voting arrangements must reach the relevant Electoral Registration Officer by 5:00 PM on WEDNESDAY 7 MAY 2014, if they are to be effective for the election.

8. All new applications to vote by proxy (except those applied for on relevant emergency grounds) must reach the relevant Electoral Registration Officer by 5:00 PM on WEDNESDAY 14 MAY 2014, if they are to be effective for the election.

9. All applications to vote by proxy on relevant emergency grounds (disability occurring after 5:00 PM on WEDNESDAY 14 MAY 2014; grounds relating to applicant’s occupation, service or employment where the applicant became aware of those grounds after 5:00 PM on WEDNESDAY 14 MAY 2014; or detention under civil powers as a mental health patient) must reach the relevant Electoral Registration Officer by 5:00 PM on THURSDAY 22 MAY 2014, if they are to be effective for the election.

DATED: Monday 14 April 2014

Sir Howard Bernstein
Regional Returning Officer for the North West
Town Hall
Manchester
M60 2LA

Printed and Published by the REGIONAL RETURNING OFFICER, TOWN HALL, MANCHESTER, M60 2LA

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How much evidence does there have to be of wrongdoing at Wirral Council before an apology is given?

How much evidence does there have to be of wrongdoing at Wirral Council before an apology is given?

How much evidence does there have to be of wrongdoing at Wirral Council before an apology is given?

                            

In late May of 2011 Simon Holbrook wrote an email to Councillor Pat Williams (in her capacity as Birkenhead Liberal Democrat Chair) and Councillor Alan Brighouse (in his capacity as Birkenhead Liberal Democrat Secretary) to their Wirral Council email addresses. What that email said (despite having a court order for the email to be produced to me from Deputy District Judge Ireland granted in the Birkenhead County Court the next year) is unknown to me as it was never shared with me.

What I do know was that based on the contents of this email (that was never shared with me), Councillor Pat Williams and former Councillor Ann Bridson proposed and seconded my suspension from the Liberal Democrats at a meeting of the Birkenhead Liberal Democrat Constituency Executive based on its contents in early June 2011. The next day (4th June 2011) I made a subject access request exercising a right I have under s.7 of the Data Protection Act 1998 for “a copy of the complaint made against me by Simon Holbrook”.

The constitution of the Liberal Democrats stated (and still does) state

“7.9 When the grounds cited in the charge are those specified under Article 2.6 (a), (b) or (d), the Disciplinary Procedure may proceed as follows:

(iii) The original complaint, the charge, copies of any written statements obtained and details of the Disciplinary Meeting shall be provided to the person being complained against and to all members of the Disciplinary Meeting not later than four weeks before the date of that meeting. ”

and

7.3 “If the procedure is not completed within that time, then the suspension shall automatically cease unless an extension of time is granted by the English Appeals Panel in accordance with its procedures. The person being complained against shall be notified of the suspension and the reasons for it.”

When it came to the disciplinary meeting fourteen weeks later in early September 2011, the original complaint had not been shared with me within the ten week time limit. The forty day limit to respond to my subject access request had passed. I’d written a further letter giving an extra fourteen days to share with me the original complaint otherwise I would sue, that too had passed.

By the date of the disciplinary meeting I was in the frankly ridiculous situation of having been suspended based on a complaint that had never been shared with me (and which I’d sued both the local party and the party nationally to get a copy of) and basically stated that because of this abuse of process the constitution said that because this mandatory requirement of the constitution hadn’t been followed that the suspension had therefore automatically expired and the disciplinary panel therefore didn’t have the power to reach a decision.

The disciplinary meeting made up of Roy Wood (who later stood against me as the candidate in Bidston & St. James the next year), Anna Blumenthal (the Birkenhead Liberal Democrat President at the time since deceased), Allan Brame, Cllr Mark Clayton and some member from Ellesmere Port I forget the name of didn’t see it that way and decided to punish me by deciding that I wouldn’t be allowed to be a Lib Dem candidate in any public election or hold office within the party for five years. This decision could then be appealed within a month to the English Appeals Panel (which I did).

However the English Appeals Panel told me they couldn’t accept the appeal as I didn’t have the original complaint made against me!

The next year in April 2012 (after an unsuccessful attempt in October 2012 by the Liberal Democrats to switch the two defendants in the case to a former Chief Executive of theirs called Chris Fox) there was a hearing in the Birkenhead County Court in front of Deputy District Judge Ireland. One of the two defendants was Councillor Alan Brighouse on behalf of the Liberal Democrats. Roy Wood also turned up to help him. There was nobody appearing for the other defendant which was Liberal Democrats (the Federal Party) on behalf of Liberal Democrats (that defendant was the Lib Dem headquarters down in London who had also ignored the subject access request).

Deputy District Judge Ireland agreed with me that s.7 of the Data Protection Act 1998 that Councillor Alan Brighouse on behalf of the Birkenhead Liberal Democrats and Liberal Democrats (the Federal Party) on behalf of the Liberal Democrats had failed to comply with my subject access request made the previous year in contravention of s.7 of the Data Protection Act 1998. She granted me a court order ordering the two defendants to comply with the request.

On May 25th 2012, after mentioning to Councillor Alan Brighouse at the local election count on the evening of May 3rd or early morning of May 4th Councillor Alan Brighouse wrote me a letter. A copy of his letter is below with a scan of the original handwritten letter.

31 Grosvenor Road

Oxton

May 25, 2012

Dear John,
Attached is a hard copy of Simon’s initial complaint against you.
As I told you at the election count, I was hoping to find the original e-mail to which it was attached.
I think you are aware that, subsequent to sending the complaint to Pat and myself, Simon modified it, leaving the two items that were eventually considered by the panel.

kind regards,
Alan

letter from Alan Brighouse to John Brace May 2012
Letter from Alan Brighouse to John Brace dated 25 May 2012

So what was Simon Holbrook’s original complaint? My comments are in italics and I link to the relevant documents mentioned.

Appendix – Case against John Brace

1. Smearing of Sitting Councillors

This allegation was withdrawn by him in advance of the disciplinary panel meeting.

In an email to Cllr Gilchrist dated 19 May 2011 at 09:59, John Brace did link the Standards investigation into Cllr Williams’ and Cllr Bridson’s part in the “special charging policy” with that of the recent investigation into the way in which Martin Morton had been treated, despite the fact that these are two totally separate matters.

Cllr Williams and Cllr Bridson are not and were not under investigation with respect to the independent investigation into the alleged bullying of Martin Morton. This investigation, which was instigated by former Cllr Holbrook has now concluded and reported. It never was and never had been a matter for the Standards Board of England.

My email to Cllr Gilchrist dated 19 May 2011 is rather long, however the three sentences referred to here are “Morale in the party is extremely low, the Chair and the Vice-Chair of the local party are currently (according to the Wirral Globe) under investigation on standards grounds following a decision by Wirral Council’s Independent Assessment Panel to refer the matter to Standards for England regarding their roles in the Social Services “special charging policy” and how Martin Morton was treated. This independent report (by now read by councillors but currently exempt) will be published within 2-5 months and will lead to a public discussion of their roles in this saga. Both are likely to be candidates in 2012 and the full reasons how and why they did things will have to be made clear to the public and party in the spirit of openness and accountability if we are to move on.

That email was sent to nine people, seven of whom were councillors. The Wirral Globe article referred to was Town hall blunder: Wrong paperwork sent to local government watchdog inquiry. The Chair of the local party at that time was Cllr Pat Williams and the Vice-Chair former Cllr Ann Bridson. The independent report I was referring to was the Anna Klonowski Associates report published in January 2012. My estimate of it being published between July and October of 2012 was a little optimistic. The key to the individuals mentioned in the Anna Klonowski Associates report shows that “Councillor 1” is Councillor Pat Williams. The decision to commission Anna Klonowski Associates Limited to write her report into “an independent review of the Council’s response to the concerns raised by Mr Martin Morton under the Public Interest Disclosure Act (PIDA), in relation to the application of a Special Charging Policy for Adult Social Care service users at Supported Living Units in Wirral between 1997 and 2006” was made solely by Councillor Jeff Green (the leader of the Conservative Group) when he was Leader of the Council in July 2010.

Simon Holbrook probably thought I was referring in my email to the heavily redacted Martin Smith report (of the North West Employers’ Organisation into “Mr Morton’s allegations of bullying, harassment and abuse of power by Council Officers”.

2. Disclosure of Confidential Information

John Brace did disclose on the Wirral Globe website blog, discussions that took place within the Birkenhead Executive Committee. Meetings of the Birkenhead Executive Lib Dems are internal party matters and therefore as such confidential to members of the Liberal Democrats and not for general publication.

These disclosures resulted in a senior Councillor from outside Birkenhead (Phil Gilchrist) being sufficiently concerned to raise the matter with the Constituency Chair (Cllr Williams).

The comments were made on this Wirral Globe article on the Wirral Globe website “Jubilant Labour leader invites Lib Dems to unite”, my comments were comments 5 (which it seems nobody had a problem with), comment 16 (referred to above), comment 17 (which nobody had a problem with), comment 22 (which nobody seemed to have a problem with) and comment 24 (which nobody had a problem with).

This was what Councillor Phil Gilchrist (before I was suspended) put in an email dated 19th May 2011 sent at 6:47 from philgilchrist@wirral.gov.uk to myself Cllr Pat Williams, Cllr Alan Brighouse, Alan Brame, Cllr Kelly, former Cllr Bridson, Roy Wood, Cllr Tom Harney and Cllr Dave Mitchell about it

“Dear John
Thank you for the detailed comments and background.
I had seen the matters referred to on the Globe website during my trawls for information, following the ‘initiative’ announced by Cllr Foulkes.
I mentioned my concerns to Pat as Chair of Birkenhead. It is not my place to comment on internal arrangements in Birkenhead.
My concern is and was that the detailed information supplied to The Globe covered ‘internal workings’ that were being made public. .
I have no information on the matters you referred to, just a desire that we avoid sending out information which has the potential to be used or misused by others.
I do see that you have mentioned taking on board the points raised .
I am grateful that you appreciate that comments can have an impact on the rest of work.
Phil Gilchrist

This was the only allegation upheld by the disciplinary panel. The disciplinary panel met on 6th September 2011 and in a report sent to me on 28th September 2011 said what is below on the matter.

Sanctions
“The panel felt that revocation of membership was too harsh a penalty for a single transgression on a little read “blog”, although it was made clear that Mr. Brace should not publish anything on behalf of the party in future unless properly authorised.

Under English Party Membership Rules 7.10(ii) – that John Brace be barred from any elected office in the party for a period of five years.

Under English Party Membership Rules 7.10(iii) – that John Brace be barred from seeking any elected public office for the party for a period of five years.

This was the unanimous view of the panel.

The Panel expressed their concern about the organisation of Wirral’s selection procedures and felt that the problems should be addressed and resolved.”

In summary then, the disciplinary panel report found that I had been right that candidate selection hadn’t been done according to the party’s constitution and therefore agreed with my version of events but chose to punish me for making it public.

3. Making False Allegations in Public

The matters disclosed in point 2 above questioned the eligibility of Simon Holbrook to have stood as the Lib Dem Candidate in Prenton at the recent local elections. John Brace also questioned the appropriate of Cllr Ann Bridson signing Simon Holbrook’s nomination papers. The allegation is that there was a denial of the democratic process to Birkenhead Party members.

The same blog also contains a statement insulting to all Wirral Lib Dem Councillors which said that when Simon Holbrook says “do something, unfortunately his councillors do it.”

This was withdrawn by Simon Holbrook prior to the disciplinary panel meeting. However as mentioned earlier the disciplinary panel report stated “The Panel expressed their concern about the organisation of Wirral’s selection procedures and felt that the problems should be addressed and resolved.” The second part is a partial quote. The whole quote is “However when Simon Says do something, unfortunately his councillors do it.” which was comment sixteen if you follow that link.

4. Making an Unsubstantiated Allegation of a Complaint

In an email to Cllr Pat Williams dated 19 May 2011 at 00:05, John Brace did allege that former Cllr Simon Holbrook had made a complaint about his conduct, when no such complaint had been made.

In the same email, he made reference to Simon Holbrook’s personal statement that he will not seek elected office in 2012 and concentrate on his professional career and seeks to link that with his own on website blogs with no factual justification.

This allegation was withdrawn by Simon Holbrook prior to the disciplinary meeting.

The email referred to stated “Although I have not been made aware of who is making this complaint, I suspect it is from the former constituency exec member and Prenton candidate Simon Holbrook as that was who my comment mainly related to.”

In other words I didn’t allege he had made a complaint about me I just stated that I suspected he had. At this point I hadn’t been made aware of who was making a complaint to Cllr Pat Williams, but as the complaint was about a comment I’d made about Simon Holbrook I suspected that he was the one who had made the complaint (which is ironic as within a fortnight he went onto make the long complaint that this blog post is about).

The other reference referred to in the email was this “Simon Holbrook (issued by a press release on the Lib Dem website) has stated he will not to stand as a candidate in 2012 and is to concentrate on his Environment Agency. I do not know whether this is connected with my comments made or not. That is his personal choice to make.”

The press release was on the Wirral Lib Dem website and is copied below.

MEDIA RELEASE

Issued by: Simon Holbrook
Date of Issue: May 9th 2011

Statement by Simon Holbrook

“I would like to take this opportunity to thank the many people, council officers, political friends and foes alike, who I have worked with and who have helped me during my 12 years as a Wirral Councillor.

“I am proud to have served as Councillor for Prenton Ward, and thank the many local residents who have supported me and the Liberal Democrats during this time. I would particularly like to thank those people who have stuck with the Liberal Democrats as we have attempted to do difficult things in difficult times.

“For most of my time, Wirral has been a Council where political parties have had to work together to get things done. As Group Leader, I always sought to apply Liberal Democrat influence in the best interests of Wirral people. The past four years have been particularly challenging as a coalition partner to both the other Parties. I am particularly proud of the fact that, during the past 12 months, we have responded to the most difficult financial conditions ever put onto local government, without making the types of cuts made by other councils, protecting front line services and no compulsory redundancies.

“Whilst I shall remain active in politics locally, I now intend to concentrate on my professional career within the Environment Agency. I will therefore not be seeking election in 2012, but do hope to return to frontline politics at some point in the future.

“I pass on my sincere best wishes to all members of Wirral Council in the difficult task that I know still lies ahead of them.”

The most curious bit about part 4 of the complaint are the dates and the timing. Councillor Alan Brighouse deputised for Councillor Pat Williams at a public meeting of Wirral Council’s Children and Young People Overview and Scrutiny Committee on the evening of June 1st 2011. After this meeting finished, he told me in the car park of Wallasey Town Hall that Simon Holbrook had emailed him and Cllr Pat Williams with a compliant about me at some point in the days prior to June 1st 2011. The court order granted by Deputy District Judge Ireland in April 2012 was for this original complaint and email (which had to have been sent prior to June 1st 2011). However part 4 of Simon Holbrook’s complaint refers to something that didn’t happen until the evening of the 3rd June 2011 (which seems impossible). Simon Holbrook writes “In the same email, he made reference to Simon Holbrook’s personal statement that he will not seek elected office in 2012 and concentrate on his professional career and seeks to link that with his own on website blogs with no factual justification.” which is a clear reference to this blog post Birkenhead Liberal Democrat Party Constituency Executive Suspends John Brace and the quote which first appears on it when it was first published on the evening of 3rd June 2011 (it has later had a few revisions) which originally stated “Well, I’ve been suspended from the Liberal Democrat Party following a complaint by Simon Holbrook. I can’t say much more than that (obviously) as contrary to the complaints procedure I haven’t been provided with a copy of the complaint. Having written that, if he is concentrating on his career in the Environment Agency he’s showing a funny way of doing it!”

5. Seeking to Attend a Civic Function without an Invitation

That together with Leonora Brace, John Brace did seek to attend the celebration party following the Mayor Making ceremony despite not having received an invitation to the event. When challenged, John Brace did inappropriately attempt to claim that his possession of a ‘Press Card’ entitled him to attend this invitation only civic function.

Note: John and Leonora Brace did attend part 1 of the Annual Council meeting from the public gallery, which they are entitled to do so.

This allegation was withdrawn by Simon Holbrook prior to the disciplinary panel meeting. It’s untrue and probably so for a number of reasons which I will state here. Part 1 of the Annual Council meeting has been held every year prior to May 2011 for as long as anyone can remember in the Civic Hall at Wallasey Town Hall. There is a gallery above the Civic Hall but in the time period referred to by Simon Holbrook nobody was permitted to be in it as it was classed as “unsafe”. It’s only in more recent years when I’ve been filming the Annual Council meeting that I’ve been in the public gallery in the Civic Hall as Council employees insist I couldn’t film anywhere else as it was a “fire hazard”.

I will state a few things here that also will show that I wouldn’t want to attend a celebration party. I have a diagnosed special dietary requirement (a fact that is probably unknown to Simon Holbrook) called lactose intolerance. I have to follow a gluten-free and dairy free diet. Therefore anything that would be available to eat at a “celebration party” I wouldn’t be able to anyway. In fact I can categorically state that I’ve never gatecrashed a celebration party following part 1 of an Annual Council meeting.

However part 1 of the Annual Council meeting is a public meeting (as pointed out in the complaint), the public have a right in law to be there. I do remember one year someone (probably working for the Mayor’s office) asking me for my invitation on the way in to the Annual Council meeting in the Civic Hall and I pointed out to this person it was a public meeting, that I didn’t need an invitation and had a right in law to be there as it was a public meeting. I was then asked what I was planning to do at the end of the Annual Council meeting to which I answered I would be leaving (which I did). If memory serves me correct about what happened the same person came over to me again once the meeting had finished and people were leaving and asked us again if I were leaving (this happened near the stairs just outside the Round Room). I explained that as my wife has mobility problems I would be helping her down the stairs (she’s claustrophobic when it comes to lifts) and that I was waiting for a sufficient gap in the crowds of people who were milling around in order to do so safely as I was concerned that I didn’t want her to be jostled which would cause her to fall. Quite how this series of events morphed into Simon Holbrook’s spurious, fanciful and totally untrue allegation about what happened I’m not sure.

6. Giving a False Impression of Holding Public Office

In a separate blog John Brace did write -“Although in theory I hold the position of councillor, it’s not with Wirral Council and like the Mayoress of Wirral Mrs Jennings is unelected so am I, as like with the Mayoress it’s to do with who I’m married to.”

This remark appeared in a blog speculating about the future shape of the Council administration. Although its purpose is unclear, it does seek to give credibility to the comments through claiming an association with a public office.

This allegation was withdrawn by Simon Holbrook before the disciplinary panel meeting.

This is the blog post referred to written on 11th May 2011. The whole quote (in context) is

“It’s strange of Cllr. Foulkes and his Labour councillors to pursue a strategy of going after the Lib Dems for five weeks, then be all smiles and wanting our help after Labour have lost control in 2010 and are desperate to get a sniff of power. Admittedly all parties behave like this to varying degrees, the Conservatives saw this coming and have (thankfully) told the public some of the skeletons in the cupboard of the previous Labour administration.

What will happen? It’s up to the ten Wirral Lib Dem councillors to decide. Although some residents think I hold the position of councillor, I do not with Wirral Council. The Mayoress of Wirral Mrs. Jennings is unelected so am I, as like with the Mayoress it’s to do with who I’m married to.”

This was a reference to my wife holding a position on the Council of Elders which governs a reservation where she’s from in Canada. The quote used alleges I am a holder of public office, however if the comment is actually read it shows that although some people may think that, I did not. I am married to Leonora and that is the position she holds.

7. Did Make Allegations in his Blog of Irregularities in the Count

In a blog following the local elections, John Brace claimed that the votes had not been counted properly. He sought to compare the declared result with his own canvass returns to justify his claim that his own votes had not been counted properly. In the same blog, he inappropriately said that a large number of votes in Oxton changed hands on the recount.

This is the blog post referred to. The issues were (as explained in the blog post) to do with errors made at the count. Here’s what I put “No yellow 25s were initially handed out to counters. This was raised by myself as candidate as to why the Lib Dem votes weren’t being counted.”, “The counters soon ran out of 25s so 25s from different parties were used. This meant each candidates’ total was a mixture of colours and instead of using separate trays, one tray was used for Labour, the Conservative and UKIP votes were put in a second tray with the Lib Dem votes hidden from view behind a ballot box.” and “We only have to look at the Oxton recount to see how a large number of votes changed after being recounted.”

This is just a factual account of what happened at the count. The Deputy Returning Officer before he declared the result in Bidston & St. James agreed with me and took some votes off the Labour amount before the result was declared and added them to my total as a compromise as he didn’t want to have to do a recount. The result in Oxton (after a recount) was that Stuart Kelly got 1,918 votes and Matthew Patrick 1,792 (a majority of 126). However the original count of the Oxton votes put Stuart Kelly’s majority as much larger at around two hundred.

8. Making an Unjustified Complaint against a Lib Dem Councillor to the Standards Board of England

John Brace did report Cllr Ann Bridson to the Standards Board over the seating arrangements for members of the public at a meeting of the Health Scrutiny Committee. The complaint was investigated at significant public expenses and was dismissed as unfounded.

The complaint had the potential to be damaging to the reputation of a party colleague, yet at no time did John Brace seek to discuss the matter about which he felt aggrieved with Cllr Bridson, or any other member of the Liberal Democrat Council Group.

Well this is what the disciplinary panel stated in their report “The panel found this not proved.”

Firstly, I have never made a complaint about Councillor Ann Bridson to the Standards Board for England. In fact the law at the time stated only Wirral Council could do that. I did discuss it with Cllr Bridson and Cllr Williams before making the complaint.

However I did make a complaint about former Cllr Bridson to Bill Norman (who was then Monitoring Officer at Wirral Council). This complaint was never referred to the Standards Board for England. The complaint about former Cllr Bridson that was referred to the Standards Board for England was the one made by Martin Morton about her and other councillors. The statement that I didn’t seek to discuss the matter with her before making the complaint is untrue.

From my signed witness statement “21. I did raise with the Chair after the meeting the issues about disability and her Committee had a specific responsibility for these. I did not want the events repeated again at this discussion she said that she was not prepared to listen to arguments from members of the public. 22. I was surprised and shocked by what she said.”

From my wife’s signed witness statement “17. After the meeting they had approached the Chair. She [Leonora Brace] became engaged in conversation with a Councillor close by, while her husband was speaking to the Chair [Ann Bridson] and I did not hear the full conversation. She could hear well enough to know that attitude of the Chair [Ann Bridson] was not good. She [Ann Bridson] was shouting in a loud voice and she [Leonora Brace] heard her [Ann Bridson] say this is “not the time nor the place” for speaking. 18. In Mrs Brace’s creed there is great emphasis put on the need to be polite. The Chair was not being polite.

From Ann Bridson’s signed witness statement “24. John Brace may have approached me at the end of a meeting in the last 7 months, and I may have suggested his enquiry/comment was inappropriate at that time. However really I cannot recall.” and “31. On another issue relating to the course of this complaint and regarding the Liberal Democrat Party, John Brace had emailed the Chair of the Liberal Democrats [Birkenhead] Constituency Committee [Cllr Pat Williams] that he had made a complaint about me under the Council’s standards procedures. The Chair of the [Birkenhead] Constituency Committee had sent that email out to all members of the Executive Committee and at the next meeting when this was made clear to me, I felt obliged to say in front of the Committee that it was not a complaint that related in any sense for example fiddling expenses or an income tax offence.”

The Deputy Monitoring Officer at the time Surjit Tour wrote the covering report about the complaint to the Standards Initial Assessment Panel meeting of 20th December 2010. The detailed report of the ethical standards officer Mr David Swallow was also submitted to the Standards Initial Assessment Panel.

I asked the Chief Executive of Wirral Council Graham Burgess at the public meeting of the Improvement Board in November 2013 a question about how this standards complaint had been handled. A record of the questions and answers of Wirral Council are published on Wirral Council’s website.

My question was:

8. A separate and unrelated complaint about one of the four Councillors referred to above (ref SfE 2010/02) was decided on the 20th December 2010. However the covering report sent to the panel which decided was incorrectly titled “Report of the Monitoring Officer – Case Reference 2010/03″. This report to the panel also omitted that the original complaint referred to an alleged breach of 6(a) of the Code of Conduct. As an apology was given for an administrative error to the complainant referred to in question 5, will an apology for this administrative error be given to the complainants of complaint reference SfE 2010/02 and the subject of the complaint?

The answer of Wirral Council is perhaps typical of what would be termed “spin”. Other people may comment that it goes further than that.

This is the answer “The administrative error was that the number 3 was put into the complaint reference instead of number 2. The complaint, relating to an alleged breach of the Code of Conduct was considered by the Standards Committee Initial Assessment Panel which concluded that no action should be taken as there was no evidence to support the allegations. The minor typographical error had no detrimental impact on the complainant as all of the content was correct and considered, and as the panel found no evidence of wrongdoing it would not be appropriate to issue an apology.”

Firstly it was allegations of breaches of the Code of Conduct not “an alleged breach of the Code of Conduct”. If I remember correctly about what was in the decision notice, the Standards Committee Initial Assessment Panel accepted the recommendations of the ethical standards officer David Swallow. The ethical standards officer stated in his report that the sections of the Code of Conduct alleged to have been broken were

“3. (1) You must treat others with respect.

5. You must not conduct yourself in a manner which could reasonably be regarded as bringing your office or Authority into disrepute.

6. You (a) must not use or attempt to use your position as a Member improperly to confer on or secure for yourself or any other person, an advantage or disadvantage”

However Surjit Tour’s covering report just mentioned the following two:

“5.1 The relevant parts of the Code in relation to this complaint are:

Paragraphs:

3. (1) You must treat others with respect.

5. You must not conduct yourself in a manner which could reasonably be regarded as bringing your office or authority into disrepute.”

The Standards Initial Assessment Panel accepted the three recommendations in the ethical standard officer’s report which were:

“10 My Recommendations are that
10.1 The finding that there has been no breach of the Code be accepted;
10.2 No further action be taken in respect of this matter and the case be closed
10.3 As to general issues maybe highlighted by this matter, some consideration be given to the issues raised in this Report as to the facilities made available to those with disabilities in attending meetings of the Committees – eg positioning of the water machine; reservation of seats for those with disabilities.”

The statement by the Chief Executive that “no action should be taken as there was no evidence to support the allegations” is therefore ludicrous as one of the recommendations (10.3) agreed by the Standards Initial Assessment Panel was that consideration should be given to the issues raised in this report.

At the public meeting of the Transformation and Resources Policy and Performance Committee last Monday Councillor Phil Gilchrist complained that he couldn’t hear what was going on because of the noise of the tea/coffee machine and asked for it to be turned off. So recommendation 10.3 was never actually put into action. The Chief Executive’s assertion that “all of the content was correct and considered” is untrue due to Surjit Tour’s admission. As to “no evidence of wrongdoing”, there’s plenty of evidence (see above) but when it comes to allegations of disability discrimination involving Wirral Council, well due to the culture no-one is ever found to be accountable however much evidence there is are they?

P.S. You may well say, well you can’t do this John, what about s. 63 of the Local Government Act 2000 which makes disclosure of the above in relations to a standards complaint a criminal offence? Well as regulation 5(d) of The Localism Act 2011 (Commencement No. 6 and Transitional, Savings and Transitory Provisions) Order 2012 meant that part 5, schedule 25 of the Localism Act 2011 had the force of law from the 1st July 2012. Part 5, schedule 25 of the Localism Act 2011 repeals sections 56A to 67 of the Local Government Act 2000.

This also means (despite the legal advice the Standards Committee has been given in the past) that there is no reason in law why previous reports about standards complaints about other Wirral Council councillors can’t be released to the public.

If you click on any of the buttons below, you’ll be doing me a favour by sharing this article with other people.

39 ICO decision notices, 2 monitoring periods & a scrutiny review, is Wirral Council response to FOI requests better?

39 ICO decision notices, 2 monitoring periods & a scrutiny review, is Wirral Council response to FOI requests better?

39 ICO decision notices, 2 monitoring periods & a scrutiny review, is Wirral Council response to FOI requests better?

                                    

On Thursday I wrote about the Transformation and Resource’s Policy and Performance Committee’s Scrutiny Review on Freedom of Information.

Scrutiny reviews are not held in public. It could be argued that scrutiny review panels are subcommittees of their parent committee, therefore as a subcommittee they should meet in public. Although Wirral Council’s constitution states that citizens have the right to “participate in the Council’s question time and contribute to investigations by the Policy and Performance committees”, this scrutiny review was just officers and councillors meeting behind closed doors and there is no mention of anyone else being involved such as councillors actually talking to people who make Freedom of Information requests to Wirral Council.

Councillors seem to just be relying on information from Wirral Council employees (which then appears in their final report. The report mentions the monitoring action undertaken by the Information Commissioner’s Office between January and March of 2013 and July to September of the same year.

The way things are written in the report are a little misleading too, for example “The scrutiny review was conducted to ensure Wirral Council is moving in the right direction to manage Freedom of Information in compliance with the Information Commissioner’s Office.” Wirral Council have legal requirements to comply with the Freedom of Information legislation, whereas this sentence implies that Wirral Council just have to persuade the Information Commissioner’s Office that they’re improving and everything will be OK.

Recommendation one renames what used to be called the Freedom of Information departmental leads as “Freedom of Information Champions”. It also means that each champion will have a deputy and receive training and hopes this will be done by December 2014. Maybe the training is to try to speed up requests by the “Freedom of Information Champions” not having to ask Wirral Council’s legal department so much whether exemptions apply. However with so many exemptions and existing cases which determine the interpretation of how these exemptions should be applied (as well as guidance from the Information Commissioner’s Office as to how exemptions should be applied) I still think that “Freedom of Information Champions” will be asking Wirral Council’s legal department for advice in the future.

Recommendation two (Freedom of Information Champions access to the customer relationship management software) should also include their deputies too if it’s going to be effective. If a request is made to Streetscene by email then an automatic email is sent out allocating a case number. I really don’t understand why this couldn’t be the case with Freedom of Information requests made via email and why they have to be entered manually which leads into recommendation three. If this is already being done for Streetscene requests why does they need a “technical solution identified” and “proper business case developed”? I have no problem with Wirral Council using case management software for freedom of information requests as it would save staff time.

Recommendation four refers to Freedom of Information performance information supplied to the Chief Executive’s Strategy Group. Rather ironically Surjit Tour deems minutes of the Chief Executive’s Strategy Group to be exempt from Freedom of Information requests under s.36 (prejudice to the effective conduct of public affairs) yet the scrutiny review “identified specific improvements to the performance information presented to” “the Chief Executive’s Strategy Group”.

Recommendation five states that the percentage of Freedom of Information requests responded to within twenty days (broken down at department and directorate level too) should be included in the information going to the Chief Executive’s Strategy Group.

Recommendation six is interesting as it suggests “identifying emerging themes and trends” of all Freedom of Information requests received by Wirral Council and publishing this information as well as including it in the Council’s publication scheme. It refers to other bodies publishing Freedom of Information requests. Wirral Council could go further than this and publish (with the requester’s details removed) its responses to Freedom of Information requests. This forms part of recommendation seven (but only for commonly asked requests). Problems with the search function on Wirral Council’s website leading to Freedom of Information requests for information that is already published is referred to. Recommendation eight recommends that the search function should be improved.

This particular paragraph in the report (page eleven) states what was known already, that Wirral Council involves its press department over some Freedom of Information requests.

“The Panel was interested in how departments dealt with disclosing information that could be deemed sensitive or damaging. Officers explained that if any exemptions to information being disclosed were to be applied, as defined by the Freedom of Information Act, these could be made by departments. Advice from either the Information and Central Services Manager or the Head of Legal and Democratic Services is available if required. The Council has a legal duty to disclose information and reputational damage does not enter into the equation. There is a quality assurance process by Legal and Member Services and, where appropriate, Press and Public Relations.”

However the following areas of Freedom of Information requests are either only referred to briefly or not at all. The only reference to internal reviews is “The hours and respective costs for Legal Services also includes: The additional time and resources expended by solicitors dealing with internal reviews”. No mention is made over the fact that there have been freedom of information requests made to Wirral Council where the requester has submitted an internal review request and even years later has not received a response! Although the Information Commissioner’s Office suggests (if memory serves me correctly) a maximum time of forty days for internal reviews, there is no specific time limit for internal reviews specified in the legislation and in the past Wirral Council has taken full advantage of it by effectively ignoring internal review requests for requests it doesn’t wish to be answered or appealed to the Information Commissioner’s Office.

Once Wirral Council has completed an internal review, the requester can appeal to the Information Commissioner’s Office. The past four years have seen the Information Commissioner’s Office issue thirty nine decision notices about Freedom of Information requests made to Wirral Council. Most appeals are upheld. Here’s a brief summary of each decision notice.

Decision notice FS50141012 3/3/08 Wirral Council claimed a s.43 (commercial interests) exemption, then a s.22 (information intended for future publication) exemption. The Information Commissioner’s Office disagreed with both (complaint upheld).

Decision notice FS50234468 18/5/10 Wirral Council claimed a s.14 (vexatious) exemption. The Information Commissioner considered that Wirral Council should’ve considered the request under the Environmental Information Regulations and therefore breached Regulation 14(3) by not providing an adequate refusal notice.

Decision notice FER0262449 22/11/10 The Information Commissioner’s Office found Wirral Council had failed to comply with regulation 5(1), 5(2) and 6(1).

Decision notice FS50398901 21/11/11 Wirral Council claimed a s.12 (Exemption where cost of compliance exceeds appropriate limit) exemption. The information was later supplied to the requester after the Information Commissioner’s Office was involved. The Information Commissioner’s Office said that Wirral Council breached s. 10 by not supplying the information within twenty working days.

Decision notice FS50414910 15/11/11 Wirral Council failed to provide a response to a request within the required twenty working days. The Information Commissioner’s Office required Wirral Council to respond to the request.

Decision notice FS50414911 15/11/11 Once again Wirral Council failed to provide a response to a request within the required twenty working days. The Information Commissioner’s Office required Wirral Council to respond to the request.

Decision notice FS50414915 15/11/11 Wirral Council didn’t provide a response to a request within the required twenty working days. The Information Commissioner’s Office required Wirral Council to respond to the request.

Decision notice FS50414916 15/11/11 A response to a request was not provided by Wirral Council within the required twenty working days. The Information Commissioner’s Office required Wirral Council to respond to the request.

Decision notice FS50406724 15/2/12 Wirral Council claimed a s. 40 (personal information) exemption. The Information Commissioner’s Office disagreed that a s.40 exemption applied and required Wirral Council to provide the information to the requester.

Decision notice FER0422498 8/5/12 Wirral Council claimed they didn’t have to release the information because of exemptions under Regulations 12(4)(d) and 12(5)(b). The Information Commissioner’s Office agreed that this applied to some of the information, but decided that the public interest in disclosure outweighed the exemptions claimed under Regulations 12(4)(d) and 12(4)(e) and therefore required Wirral Council to release some of the information. Information Tribunal appeal EA/2012/0117 was allowed.

Decision notice FS50416628 13/8/12 The Information Commissioner’s Office ruled that Wirral Council had breached s.1(1)(a) of the Freedom of Information Act. It required Wirral Council to disclose the information and reminded Wirral Council of Greenwood v ICO (EA/2011/0131 & 0137).

Decision notice FS50428877 30/8/12 Wirral Council relied on a s.36(2)(b)(i) and s.36(2)(b)(ii) (prejudice to the effective conduct of public affairs) exemption. Once the Information Commissioner’s Office was involved Wirral Council also claimed an exemption under s.40 (personal information). The Information Commissioner’s Office agreed that some information would fall under a s.40 exemption, however disagreed that either a s.36 or s.40 exemption applied to the rest of the information. The Information Commissioner’s Office found that Wirral Council had breached 1(1)(a) and 10(1) of the Freedom of Information Act and required Wirral Council to supply the information it didn’t agree was covered by the s.40 exemption.

Decision notice FS50435531 16/8/12 The requester made various requests to Wirral Council to which it failed to respond to within twenty working days. The Information Commissioner’s Office required Wirral Council to respond to the requests.

Decision notice FS50440547 16/8/12 Various requests were made that were not answered by Wirral Council. The Information Commissioner’s Office ruled that this breached s.10(1) and required Wirral Council to answer the requests.

Decision notice FS50440548 16/8/12 The Information Commissioner’s Office required Wirral Council to answer the requests made by the requester as they had not done so within the twenty working days.

Decision notice FS50440553 16/8/12 Wirral Council failed to respond to various requests within the twenty day time limit. The Information Commissioner’s Office saw this as a breach of s.10(1) and required Wirral Council to respond to the requests.

Decision notice FS50440555 14/8/12 Wirral Council stated it didn’t hold the information requested. During the course of the investigation Wirral Council provided the requester with the names of staff requested. However as this information was recalled from memory it fell outside the scope of the Freedom of Information Act. Therefore the Information Commissioner’s Office agreed with Wirral Council’s view that it did not hold the information requested.

Decision notice FS50445302 10/10/12 Wirral Council did not provide a response to the Freedom of Information Act request or a refusal notice. The Information Commissioner’s Office required it to either respond to the request or provide a refusal notice to the requester.

Decision notice FS50430602 22/11/12 Wirral Council stated that it did not hold the information requested. The Information Commissioner’s decision was that on the balance of probabilities it did not.

Decision notice FS50438500 29/11/12 Wirral Council refused a request claiming a s.40 (personal data) exemption applied. It later disclosed information on the severance payments to two individuals. The Information Commissioner agreed with Wirral Council that a s.40 exemption applied, however ruled that Wirral Council had breached 10(1) of the Freedom of Information Act by taking longer than twenty days to respond and a further breach of 10(1) by taking longer than twenty days to disclose the information on severance payments. Information Tribunal appeal number EA/2012/0264 was dismissed.

Decision notice FS50468400 30/4/13 Wirral Council relied on a s.40 (personal data) exemption. Once the Information Commissioner’s Office was involved, Wirral Council stated that the information was publicly available. The Information Commissioner’s Office ruled that Wirral Council had breached s.1(1)(a), s.1(1)(b) and s.10(1) of the Freedom of Information Act and upheld the complaint.

Decision notice FS50468862 23/5/13 The Information Commissioner’s Office ruled that Wirral Council had breached s.10(1) of the Freedom of Information Act and required Wirral Council to respond to the request.

Decision notice FS50470254 4/6/13 The Information Commissioner’s Office disagreed with Wirral Council’s interpretation that a s.40 (personal data) exemption applied to information which contained names of its employees. It found that Wirral Council was in breach of s.10 of the Freedom of Information Act. The Information Commissioner’s Office required Wirral Council to release the information requested by the requester that it didn’t agree that the s.40 exemption applied to.

Decision notice FER0488228 5/8/13 The requester requested an independent viability assessment report in relation to a planning application for a site on Ingleborough Road, Birkenhead. Wirral Council released some information from the report but relied on an exemption in Regulation 12(5)(e) in the Environmental Information Regulations over the rest of the information. The Information Commissioner’s Office agreed with Wirral Council’s application of the exemption in Regulation 12(5)(e), but ruled that Wirral Council had breached regulations 5(2) and 11(4).

Decision notice FS50475685 15/8/13 Wirral Council refused a request relying on an exemption under s.40 (personal data). The Information Commissioner’s Office agreed with Wirral Council’s use of the exemption but ruled that Wirral Council had breached s. 10(1) by not providing a response within twenty days.

Decision notice FS50485049 8/8/13 The Commissioner’s decision was that, on the balance of probabilities, Wirral Borough Council did not hold the requested information so the complaint was not upheld.

Decision notice FS50482286 9/9/13 Wirral Council refused a request relying on exemptions in s.32 (court records, etc) and s.40 (personal information). Once the Information Commissioner’s Office was involved Wirral Council decided not to rely on s.32 (court records, etc) and released the document with the names redacted. The Information Commissioner ruled that Wirral Council had breached s.10(1) by not providing a response within twenty days.

Decision notice FS50512385 26/9/13 The Information Commissioner found that Wirral Council had breached s. 10(1) by not providing a response and required Wirral Council to provide a response.

Decision notice FS50474741 3/10/13 Wirral Council refused a request relying on exemptions in s.41 (information provided in confidence) and s.42 (legal professional privilege). During the Commissioner’s investigation Wirral Council dropped its reliance on s.42 (legal professional privilege). The Commissioner’s decided that Wirral was not entitled to rely on section 41 in relation to some of the information, as it was not provided by another party and had not provided sufficient justification for the application of section 41 to the remainder of the information. It required Wirral Council to disclose the requested information.

Decision notice FS50478733 30/10/13 In response to a request Wirral Council linked to some information in the public domain but claimed a s.40 (personal information) exemption applied to the rest. During the course of the Commissioner’s investigation it released a further three documents to the complainant. The Information Commissioner ruled that Wirral Council had breached s.10(1) as its response to the complainant had taken longer than twenty days.

Decision notice FS50491264 8/10/13 Wirral Council relied on s.14 (vexatious or repeated requests) to refuse a request. The Information Commissioner disagreed that a s.14 exemption applied to the requested information and that Wirral Council had breached s.10(1) of the Freedom of Information Act. The Information Commissioner’s Office required Wirral Council to issue a fresh response without relying on a s.14 (vexatious or repeated request) exemption.

Decision notice FS50496446 17/10/13 The Information Commissioner’s Office ruled that Wirral Council had breached s.10(1) by not providing a response within twenty working days.

Decision notice FS50501894 18/12/13 Wirral Council refused a request using a s.40 exemption (personal information). The Information Commissioner decided that s.40 wasn’t engaged and therefore couldn’t be used to withhold the information. It ruled that Wirral Council issued a refusal notice outside of the twenty days breaching s.17(1). It required Wirral Council to provide the information.

Decision notice FS50489913 13/1/14 Wirral Council stated that it did not hold information in response to a request. The Commissioner’s decision was that the Council is likely to hold relevant information so had therefore breached sections 1 and 10 of the Freedom of Information Act. Wirral Council was required to issue a fresh response to the complainant.

Decision notice FS50496910 15/1/14 Wirral Council refused a request relying on an exemption in s.40 (personal information). During the Commissioner’s investigation, Wirral Council provided some of the information requested. The Commissioner agreed that Wirral Council had correctly applied the s.40 exemption to the rest of the information but that Wirral Council had breached s.10(1) by not providing the information it did provide within twenty days of the original request.

Case FS50506771 11/2/14 Wirral Council refused a request stating that a s.40 (personal information) exemption applied. The Information Commissioner’s Office agreed but ruled that Wirral Council had issued a refusal notice outside the twenty day period breaching s. 10(1).

Case FS50506844 11/2/14 Wirral Council stated that information requested was not held. The Information Commissioner’s Office agreed but ruled that Wirral Council had provided a response outside the twenty day period breaching s. 10(1).

Decision notice FS50502536 19/3/14 Wirral Council claimed that in response to a request that exemptions under s.40 (personal information) and s. 42 (legal professional privilege) applied. The Information Commissioner’s Office agreed that Wirral Council had correctly applied the s.40 exemption, however as its response was outside the twenty day limit ruled it had breached s.10(1).

Decision notice FS50506802 26/3/14 Wirral Council had not provided a response to a request within twenty working days. The Information Commissioner’s Office found that Wirral Council had breached s. 10(1) of the Freedom of Information Act.

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EXCLUSIVE: Councillor Phil Davies agrees to pay extra £113,189 to Hoylake Golf Resort consultants based on secret report

EXCLUSIVE: Councillor Phil Davies agrees to pay extra £113,189 to Hoylake Golf Resort consultants based on secret report

EXCLUSIVE: Councillor Phil Davies agrees to pay extra £113,189 to Hoylake Golf Resort consultants based on secret report

                     

Yesterday Councillor Phil Davies agreed that consultants on the Hoylake Golf Resort project would be paid an extra £113,189 based on a report in the name of Kevin Adderley, the Strategic Director for Regeneration and Environment. David Ball, Wirral Council’s Head of Regeneration (davidball@wirral.gov.uk/0151 691 8395) had a role in preparing the report.

The report on which Councillor Phil Davies made his decision has not been made available to the public on grounds that it has “commercial sensitive information”. However the surprising decision would seem to not to comply with The Local Authorities (Executive Arrangements) (Meetings and Access to Information) (England) Regulations 2012. The decision is a key decision however:

  • A document detailing that they wish to make a key decision was not published 28 clear days by Wirral Council before making the decision (see Regulation 9 (Publicity in connection with key decisions).
  • A notice was not published five days before the decision detailing agreement of the chair of the relevant policy and performance committee that it was an urgent decision and could not be reasonably deferred (see Regulation 10 (General Exception).
  • A notice wasn’t published claiming special urgency and detailing agreement of either the chair of the relevant policy and performance committee, Mayor or Deputy Mayor that it was urgent and couldn’t be reasonably deferred (see Regulation 11 (Cases of special urgency).
  • It’s a legal requirement that an annual report (see Regulation 19) is brought by the Leader to a meeting of all Wirral Council councillors about decisions where a case of special urgency is used since the last report. Despite this being a legal requirement since the 10th September 2012, to my recollection no such report has ever been brought to a Council meeting.

Councillor Phil Davies’s decision could still be called in by councillors as a call-in deadline of 24th April 2014 has not yet passed. The reason for the urgency was given as “to allow the OJEU Competitive Dialogue process to be finalised and a preferred developer for the Hoylake Golf Resort project to be selected and announced prior to the Open Golf Championship at Royal Liverpool in July 2014.” At least one Conservative councillor has previously asked at a public meeting about when the public will be consulted on Wirral Council’s Hoylake Golf Resort plans.

UPDATED: The extra £113,189 paid to David Langdon (AECOM) is in addition to £123,823 already agreed by Cabinet last year who also agreed to £55,000 of legal advice from Pinsent Masons LLP.
A report on Wirral Council’s website from last year details what the Hoylake Golf Resort is about.

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