ICO issues 2nd decision notice stating Wirral Council breached more laws in how it handled a FOI request

ICO issues 2nd decision notice stating Wirral Council breached more laws in how it handled a FOI request

ICO issues 2nd decision notice stating Wirral Council breached more laws in how it handled a FOI request

                                          

ICO Information Commissioner's Office logo
ICO Information Commissioner’s Office logo

So far I’ve written three blog posts about this one FOI request, which in chronological order are ICO issues decision notice stating Wirral Council breached 4 laws in how it handled a FOI request (9th September 2014), Wirral Council take nearly 20 months to respond to a FOI request for SACRE meeting minutes that should only take 20 days (10th November 2014) and Why after 2 years, 3 months and 19 days have Wirral Council U-turned on refusing a FOI request for minutes of a public meeting that they claimed was vexatious? (18th July 2015).

The FOI request this relates to was made through the excellent whatdotheyknow.com website on the 29th March 2013. It’s for minutes of the meetings of 26 different panels, statutory committees, advisory committees and working parties that councillors are appointed to by Wirral Council.

In September 2014, the Information Commissioner’s Office issued 9 page decision notice FS50509081. In a nutshell that decision notice stated that by the 13th October 2014 Wirral Council had to:

a) respond to the FOI request without relying on either section 12(1) of the Freedom of Information Act 2000 c.36 or Regulation 12(4)(b) of the Environmental Information Regulations 2004. The first relates to a costs exemption and the second relates to that “the request for information is manifestly unreasonable”.

and

b) advise whether it held the minutes of these meetings or not.

Wirral Council did not respond to the decision notice by the 13th October 2014. Instead it took a further three weeks than was allowed and Wirral Council responded on the 4th November 2014. Minutes of seven meetings were supplied (some minutes were supplied with some information blacked out). In response to other parts of the request it provided links to its website.

This left nine disputed parts of the request which were in relation to the bodies below (I’ll use the original numbering). JCC stands for Joint Consultative Committee and Members means councillors. I provide under each one what it’s remit was:

4 (School Appeals Panel)

To consider, as part of a statutory review process, appeals against decisions by the Local Authority (or the Governors of voluntary or aided schools) concerning the allocation of places in primary and secondary schools, and decisions by governing bodies concerning the exclusion of pupils.

The School Appeals Panel is drawn from a “pool” of lay members or members with experience in education. However, Councillors are ineligible to serve on Appeals Panels for schools under local authority control.

5 (Standing Advisory Committee on Religious Education (SACRE))

SACRE is responsible for advising the local authority on matters concerning the teaching of religious education and collective acts of worship; it decides on applications for determination of cases in which requirements for Christian collective worship are not to apply; and may require the local authority to review its agreed syllabus.

8 (Adoption / Fostering Panels)

As part of a wider membership, to determine applications for the adoption and for the fostering of children.

10 (Unified Waiting List Management Advisory Board)

To consider appeals from applicants who consider they have been unfairly treated or unfairly excluded from the waiting list, having exhausted the Steering Group appeals procedure.

11 (Discharge from Guardianship by Wirral Council under the Mental Health Act 1983 Panel)

To hear requests to discharge service users subject to guardianship upon the application of a professional responsible for their care.

15 (Headteachers and Teachers JCC)

To meet with headteachers’ and teachers’ representatives to discuss educational issues.

18 (Members’ Training Steering Group)

To advise on the preparation of the annual programme of training for Council members and on individual applications to attend courses.

19 (Members’ Equipment Steering Group)

To review IT equipment provision for members.

26 (Safeguarding Reference Group)

Established by Cabinet on 15 April 2010 for the purpose of ensuring that the most senior community leaders of the Council are enabled to carry out their responsibilities of safeguarding children and adults in Wirral.

Minutes of a School Appeals Panel meeting (part 4 of the request) were refused based on section 40 (personal information) of the Freedom of Information Act 2000.

Minutes of a Standing Advisory Committee on Religious Education meeting (part 5 of the request) were provided but with names other than that of councillors blacked out based on section 40 (personal information) of the Freedom of Information Act 2000.

Minutes of the Adoption/Fostering Panels (part 8 of the request) were refused based on section 40 (personal information) of the Freedom of Information Act 2000.

Minutes of a Unified Waiting List Management Advisory Board meeting (part 10 of the request) Wirral Council merely stated “Officers are investigating if this Board has ever met/if there are any minutes available and we will answer this part of your enquiry as soon as possible.”

Minutes of a Discharge from Guardianship by Wirral Council under the Mental Health Act 1983 Panel (part 11 of the request) were refused based on section 40 (personal information) of the Freedom of Information Act 2000.

Minutes of a Headteachers and Teachers Joint Consultative Committee meeting were refused based on section 36 (prejudice to the effective conduct of public affairs) of the Freedom of Information Act 2000.

Minutes of a Members’ Training Steering Group meeting were refused based on section 36 (prejudice to the effective conduct of public affairs) of the Freedom of Information Act 2000.

Minutes of a Members’ Equipment Steering Group meeting were refused based on section 36 (prejudice to the effective conduct of public affairs) of the Freedom of Information Act 2000.

Finally, minutes of a Safeguarding Reference Group meeting were refused based on section 40 (personal information) of the Freedom of Information Act 2000.

So I requested an internal review of the application of these exemptions on the 12th November 2014. On the 30th April 2015 Wirral Council responded to the internal review request. I’ll point out here that internal reviews are supposed to be completed within 40 days, but Wirral Council took 5 months.

Wirral Council’s response was that section 14 (vexatious or repeated requests) of the Freedom of Information Act 2000 applied and it didn’t have to do an internal review.

This decision was then appealed to the Information Commissioner’s Office.

On the 17th July 2015, Wirral Council did a U-turn. In respect of part of the internal review that challenged obscuring names (other than councillors) in minutes released of the Standing Advisory Committee on Religious Education (part 5 of the request), I’d pointed out that the minutes of this public meeting were open to public inspection because of regulation 7 of the Religious Education (Meetings of Local Conferences and Councils) Regulations 1994. Wirral Council agreed with me and released the complete minutes of the SACRE meeting (which meets in public).

Wirral Council also pointed out that since the Council’s housing stock was transferred out of Wirral Council’s control in 2009, that the Unified Waiting List Management Advisory Board (part 10 of the request) hadn’t met.

In relation to part 21 (Hilbre Island Nature Reserve Management Committee) Wirral Council stated “There are no minutes from 2013 the Hilbre Island Nature Reserve Management Committee as the present Committee was formed in March 2014.”

However Wirral Council still regarded the rest of the internal review request to be vexatious.

On the 29th July 2015 the Information Commissioner’s Office issued a further 13 page decision notice (FS50569254).

This decision notice found in relation to part 4 (School Appeals Panel) and part 11 (Discharge from Guardianship by Wirral Council under the Mental Health Act 1983 Panel) that Wirral Council does not hold information related to this part of the request.

This finding on the school appeals panels I find odd since the school appeals panel meets at Wallasey Town Hall. In response to a previous FOI request Wirral Council stated that it pays the taxi expenses for school appeals panel members and Wirral Council employees from the Legal & Member Services section of Wirral Council take the minutes of these meetings. Apparently Wirral Council states that there were School Appeal Panel meetings in 2012 but as they only keep the decision notices for 2 years that now it’s 2015 that Wirral Council don’t have them any more.

ICO also found that Wirral Council didn’t hold meetings of the Hilbre Island Nature Reserve Management Committee and believed Wirral Council when it stated “There are no minutes from 2013 the Hilbre Island Nature Reserve Management Committee as the present Committee was formed in March 2014.

This is disputed by both Cllr Chris Carubia and Cllr Pat Williams as you can see by their response to a tweet below:

https://twitter.com/cllrccarubia/status/622150465715859456

However, ICO stated that Wirral Council breached section 10 (time for compliance with request) of the Freedom of Information Act 2000 with regards to part 5 (Standing Advisory Committee on Religious Education (SACRE)) of the request and part 10 (Unified Waiting List Management Advisory Board) because “it did not disclose information or provide a response in relation to these parts within 20 working days”.

ICO also stated in its decision notice that Wirral Council had incorrectly applied section 14(1) (vexatious or repeated requests) to parts 15 (Headteachers and Teachers JCC), 18 (Members’ Training Steering Group), 19 (Members’ Equipment Steering Group) and 26 (Safeguarding Reference Group) of the request, because “these elements of the request are not vexatious”.

ICO did decide that Wirral Council had correctly applied section 14(1) to part 8 (Adoption/Fostering Panels) of the request because it deemed it to be vexatious (but is clarified in the decision notice as being a “disproportionate burden”). Wirral Council supplied the minutes of one adoption panel meeting and one fostering panel meeting to the Information Commissioners Office which came to a total of 95 pages. Wirral Council estimated it would take 23.5 hours of staff time (just over 15 minutes a page) to make the necessary redactions.

However the minutes of the Headteachers and Teachers JCC meeting, Members’ Training Steering Group meeting, Members’ Equipment Steering Group meeting and Safeguarding Reference Group came to less than 15 double-sided pages (30 sides of A4).

The decision notice also states “The complainant will not receive a response to some parts of his request until more than two years after he submitted it.”

Either Wirral Council or myself could appeal this ICO decision notice to the First-Tier Tribunal (Information Rights) within the next 28 days.

So do you think that now Wirral Council can’t rely on section 12 (exemption where the cost of compliance exceeds appropriate limit) or section 14 (vexatious or repeated requests) in respect to the Headteachers and Teachers JCC meeting, Members’ Training Steering Group meeting, Members’ Equipment Steering Group meeting and Safeguarding Reference Group meeting part of this request that I’ll finally get the information?

Here are some quotes from the decision notice (committee in the first quote refers to Hilbre Island Nature Reserve Management Committee).

“The Council, however, confirmed to the Commissioner on 20 July 2015 that, having undertaken a thorough search, it does not hold any Committee minutes from 2013 or earlier.

ICO believed Wirral Council so I suppose these published minutes of the Hilbre Island Nature Reserve Management Committee published on Wirral Council’s website from the 13th April 2007, 23rd November 2006, 13th July 2005 and even as far back as 6th April 2001 are just figments of my imagination. Perhaps I’m not “on message” enough!

Here’s another quote:

“The Council’s information manager had calculated that it took 70 hours and £1,750 to provide its response to the complainant dated 4 November. It argued that the amount of time the information management team had to spend on locating, retrieving and reading information falling within the scope of the request had a detrimental impact on the team.”

On the 4th November 2014 Wirral Council provided 22 A4 pages of information. The rest it either said it didn’t hold, was already on its website or that an exemption applied. That’s £79.54 per a page (or over 3 hours per an A4 page) of released information! How can it have had a “detrimental impact on the team” when Wirral Council took the 35 days the decision notice allowed plus an extra 22 days!

and another

“The Council says this work would cause a disproportionate burden because the request does not appear to have an inherent purpose or value.”

So knowing what and how councillors make important decisions on the public’s behalf doesn’t have an “inherent purpose or value”?

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Wirral Council show how “open and transparent” they really are

Wirral Council show how “open and transparent” they really are

Wirral Council show how “open and transparent” they really are

                         

I received this letter today from Wirral Council’s Chief Executive Graham Burgess (links to scans of each page and the envelope it came in with a handwritten “PRIVATE” on it are below).

(Wirral Council logo)

Graham Burgess
Chief Executive

Town Hall
Brighton Street
Wallasey
Wirral
Merseyside CH44 8ED
Tel: 0151-691 8589
Fax: 0151-691 8583
Email: grahamburgess@wirral.gov.uk

date 21 March 2014

to Mr J Brace
Jenmaleo
134 Boundary Road
Bidston
Wirral
CH43 7PH

my ref GB0075.DOC/DC/35.7
your ref

Dear Mr Brace,

I refer to your request for an Internal Review.

I have reviewed your request and also considered the information in question, namely the minutes of the Standards Working Group relating to this meeting held on 17 December 2013.

I am the Chief Executive and the Reviewing Officer when an FOI request is refused and the Council has relied on Section 36. As such I have taken each of the points you have raised and addressed them below:-

1) The minutes of the Standards Working Group have been provided to an FOI request previously, without claiming a FOI exemption (see Paul Cardin’s request here

https://www.whatdotheyknow.com/request/minutes_of_standards_working_gro#outgoing-257823

Response – Each request is reviewed and answered in accordance with the Freedom of Information and any other associated legislation. If a document is already available in the public domain, then the Council will signpost the requestor to it. The report requested above by Mr. Cardin was already in the public domain.

2) Agenda items 3 (Disclosing Information Reports Under the New Standards Regime) and agenda item 4 (Review of the New Standards Regime) of the meeting referred to in 1) both included “deliberating on matters relating to the Council’s Ethical Framework and considering changes to the framework” yet was also published on Wirral Council’s website at http://democracy.wirral.gov.uk/documents/s50010511/Minutes%2004022013%20Standards%20Working%20Group.pdf (see Standards Committee meeting agenda of 18th March 2013 http://democracy.wirral.gov.uk/ieListDocuments.aspx?CId-127&MId=4203#AI21234.

Response – The information contained within the documentation which has been refused to you is not identical in nature to the information which was published at the hyperlinks you have highlighted above.

Once the Standards Working Group has completed its work, consideration will be given to the disclosure of the Minutes. The Working Group is currently undertaking important work and disclosure of the Minutes at this time would likely to have a “chilling effect” which “would inhibit the free and frank provision of advice”.

3) Surjit Tour is also the Monitoring Officer and therefore in this capacity would be advising the Standards Working Group meeting of the 17th December 2013. He states that the minutes cannot be supplied because they “would inhibit the free and frank provision of advice”. As he is the one advising the Standards Working Group this represents a conflict of interest. There are two qualified persons at Wirral Council able to give an opinion on a Section 36 exemption, Surjit Tour and the Chief Executive, Graham Burgess. Due to the conflict of interest outlined, it should have been the Chief Executive giving his opinion on the Section 36 exemption not Surjit Tour.

Response – I do not agree that Mr Tour had a conflict of interest when responding to your enquiry. As the Monitoring Officer it was appropriate and correct that he should be the person to answer and decide to rely on Section 36. It is then my role, as the Chief Executive, to act as Internal Reviewer in this particular case.

4) It is stated “there would likely to be a “chilling effect” which would inhibit the free and frank provision of advice or exchange of views between members of the Group, and disclosure would undermine the ability of the members of the Group and those advising the Group to express themselves openly.” As outlined in the minutes referred to in point 2, Members of the Standards Working Group are not referred to by name in the minutes, and therefore it is not possible from the minutes to ascertain the views of individuals in the Group. The only person referred to in the minutes of the previous meeting (by job description) is Surjit Tour. Due to the conflict of interest in giving a reasonable opinion that a Section 36 exemption applies in relation to his own advice, if a Section 36 exemption is claimed by Wirral Council in relation to this FOI request, it should have come from the other qualified person (the Chief Executive).

Response – As mentioned in my response to point 3, I do not agree with your view that Mr. Tour had a conflict of interest in giving a reasonable opinion.

5) It is stated in the response that “Reports from the Standards Working Group would be considered by the Council’s Standards and Constitutional Oversight Committee, which is subject to the access to information requirements.” The next Standards and Constitutional Oversight Committee following the Standards Working Group on the 17th December 2013 was the 6th January 2014. However a report from the Standards Working Group of the 17th December 2013 was not on the agenda of that meeting. The next Standards and Constitutional Oversight Committee after that was the 6th February 2014, however that meeting has been cancelled and postponed to the 24th February 2014. It is therefore wrong to imply that a report of the Standards Working Group meeting forms part of the agenda of the next Standards and Constitutional Oversight Committee meeting.

Response – Your comments have been noted.

6) Only qualified persons (the two at Wirral Council are Surjit Tour and Graham Burgess) can give an opinion on a Section 36 exemption. The opinion given finished with “Sent on behalf of Surjit Tour”; therefore it is unclear whether it is his opinion or the opinion of the person who is sending the communication on his behalf. If it is the latter then the person giving the opinion is not one of the two qualified persons to do so rendering it invalid.

Response – The reply contains the opinion of Mr. Tour; however the reply was sent from the email address of Jane Corrin and copied to the Council’s central FOI email address for monitoring purposes. As you have rightly stated it is only the Monitoring Officer or the Chief Executive of the Council who can make a decision with regards to the application of Section 36.

After giving due consideration to the request you made, the original response from Mr. Tour and also the points you raise in your request for an Internal Review; I have concluded the following:-

I concur with Mr Tour that the information you requested is exempt information by virtue of Section 36 of The Freedom of Information Act 2000. This is my considered and reasonable view as Section 36 can be relied on if disclosure would/would be likely to;-

(b) Inhibit the free and frank provision of advice or exchange of views; or

(c) Otherwise prejudice the effective conduct of public affairs

As you are aware, Section 36 requires the qualified person to give their reasonable opinion that disclosure would or would be likely to cause the types of prejudice or inhibition listed above. This was clearly stated in the original response you received. Guidance was also considered from the Information Commissioner’s Office, “prejudice to the effective conduct of public affairs (section 36), Version 2, 22 March 2013.

As was pointed out in the original response, the Standards Working Group is not a formal committee or sub-committee of the Council, it has advisory status only. I agree with the view taken by the Monitoring Officer that releasing the minutes of the Standards Working Group meeting of 17th December 2013, would indeed inhibit the free and frank provision of advice or the exchange of views.

The Group were considering and debating the Council’s Ethical Framework and given views as to whether any changes should be put in place with regard the framework. Members of such groups must be, I believe, given a ‘safe space’ for deliberation of these important issues.

My reasonable opinion is that the minutes should not be disclosed and I need to be satisfied, as Chief Executive, that there exists the opportunity for free and frank provision of advice/exchange of views within the Group to ensure sound decision making. I am of the opinion that to disclose the minutes would undermine the ability of members involved to engage in a free and frank discussion on important issues such as the Council’s Ethical Framework. I have considered the public interest test factors, given in the original answer in favour of disclosure and in favour of none disclosure. Having considered this test afresh, it is my considered and reasonable opinion that the reasons/argument previously articulated are valid and robust. I am satisfied that the public interest test in maintaining the exemption outweighs the public interest for disclosure.

If you remain dissatisfied with this response, then you have the right to complain to the Information Commissioner, whose address is

Information Commissioner’s Office.
Wycliffe House,
Walter Lane,
Wilmslow,
Cheshire SK9 5AF
www.ico.org.uk

Yours sincerely

(signature)

Graham Burgess
Chief Executive

Envelope
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