Cabinet 12th January 2012 AOB – Urgent Business Approved by the Chair (Part 1) – Independent Review of Claims Made by Martin Morton (and others) Part 2

Cabinet 12th January 2012 AOB – Urgent Business Approved by the Chair (Part 1) – Independent Review of Claims Made by Martin Morton (and others) Part 2

Before I write this up, I need to (to be ethical) state a raft of conflicts of interest as I have been overcharged by Wirral Council’s Social Services in the past in the time period around 2004-2005. However the money has since been refunded to me.

There are further many conflicts of interest I now have and to be ethical have to declare (what I can) about two of the four councillors named in the decision notices.

1) I have previously been a member of the Birkenhead Liberal Democrats (Cllrs Ann Bridson and Cllrs Pat Williams are both members).
4) I have previously been a member of the North West Liberal Democrats (Cllrs Ann Bridson and Cllrs Pat Williams are both members).
6) I have previously been a member of the Liberal Democrats (Cllrs Ann Bridson and Cllrs Pat Williams are both members).
7) I have previously been a member of the Wirral West Liberal Democrats and so has Cllr Ann Bridson.
8) Although, not at the time of writing, I have in the past been elected as a political party office holder for both the Birkenhead Local Party and Wirral West Liberal Democrats at the same time as Cllr Ann Bridson with respect to Birkenhead and Wirral West and Cllr Pat Williams with respect to Birkenhead. These positions were:-

a) past office holder of the Birkenhead Liberal Democrat Constituency Executive at the same time as Cllrs Bridson and Cllrs Williams
b) past office holder as Federal Conference representative (Birkenhead Local Party) at the same time as Cllrs Bridson and Cllrs Williams
c) past office holder as North West regional conference representative (Birkenhead Local Party) at the same time as Cllr Bridson
d) past office holder as North West regional conference representative (Wirral West Local Party) at the same time as Cllr Bridson

I am also have two further undisclosed interests of Cllr Bridson and one of Cllr Williams. I’m not willing at this point to declare what these are, just to state they exist. I have delayed writing this report of the Cabinet due to the need to read the report and appendices which total 529 pages. The following documents were published on Wirral Council’s website for this agenda item.

Report of Chief Executive (14 A4 pages)

Appendix 1 AKA Final Report (249 A4 pages)

Appendix 2 Martin Smith report by North West Employers into claims made by Martin Morton (276 pages)

Appendix 4A (Standards for England Decision Notice) Cllr Pat Williams (1 A4 page)

Appendix 4B (Standards for England Decision Notice) Cllr Moira McLaughlin (1 A4 page)

Appendix 4C (Standards for England Decision Notice) Cllr Denise Roberts (1 A4 page)

Appendix 4D (Standards for England Decision Notice) Cllr Ann Bridson (1 A4 page)

There are also the draft minutes are on Wirral Council’s website. There is also more information that has been known to us for some time in this matter which involves some of the Appendices to the AKA Final Report.

I have previously written about Appendix 9 here.

Black Boxes – Anna Klonowski – Appendix 9 – Notes of the Charging Policy Working Group 22/8/2005

STRICTLY CONFIDENTIAL  – NOT FOR PUBLICATION

Appendix 9

Notes of the Charging Policy Working Group

Charging Policy Consultation

Notes of a meeting held on 22nd August 2005

Westminster House, Birkenhead

Present

XXXXXXXXXXXX(older people’s representative)

XXXXXXXXXX(service user/carer representative)

XXXXXXXXXXXX(service user/carer representative)

A representative of Wirral MIND gave apologies

XXXXXXXXXAdvocacy Services

Councillor Pat Williams(Lib Dem)

Councillor               (Lab)

Councillor            (Con)

XXXXXXXXXX(Assistant Director Finance & Support Services)

XXXXXXXXXXX(Business & performance Manager)

XXXXXXXXXX(Client Financial Services Manager)

Purpose

The purpose of the meeting was to consult with party spokespersons and a number of representatives of users and carers on Wirral’s charging policy for social care services delivered to people in their own homes. It is intended the outcome of this and other consultations will be presented to the Health and Social Care Select Committee prior to recommending to Cabinet any revisions to the Charging Policy as directed by Cabinet in March 2005.

Process

XXXXXXXXX (XXX) gave a presentation (attached) which outlined the type of services the Council charges for and how they are calculated. The presentation

STRICTLY CONFIDENTIAL – NOT FOR PUBLICATION

55

STRICTLY CONFIDENTIAL – NOT FOR PUBLICATION


went on to explain why the Council believed the changes to the policy were necessary and what options might be considered.

The Group asked questions during the presentation and these are recorded in the attached table. The Group did not intend to make any specific recommendations to Council but agreed to review these notes and make subsequent representations as were considered appropriate.

It was recognised that not all client groups were adequately represented and XXX gave assurance there would be other processes to ensure as many people as possible were consulted prior to Cabinet making a decision on future charges.

STRICTLY CONFIDENTIAL  – NOT FOR PUBLICATION

56

Council (Wirral Council) 12/12/2011 Part 1

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Transcript:

>> John Brace There has been much public interest in the (as yet unpublished) AKA (Anna Klonowksi Associates Ltd) report into issues that need to be remedied at Wirral Council.

My personal view is that Wirral Council needs to publish the report, reassure the public what it’s doing differently now and restore its tarnished reputation as a result of the events that led to the report being commissioned.

Please could you answer:

a) what date the report will be published on and whether changes are to be made between the draft version and final version (if so the reasons why) and

b) an update on changes and decisions made since the report, as a result of the report becoming available in draft form, including progress (which includes consultation) already made and how the changes will benefit Wirral Council, its staff, its councillors and the public?

>> Cllr Steve Foulkes [sighs] What a surprise seeing you here John! [laughter]

Well, can I just thank you for your question? And, and this is a genuine genuine answer, errm which will be backed up by a errm official statement which has been circulated to all elected Members and it is a public document so I’m more than happy for you to have a copy of that. If you haven’t got it yet you’ll receive it very, very shortly.

As long as I’ve been Leader, I’ve been pressing both Anna Klonowski and the officers [inaudible] of the long awaited report. It’s not in this Council’s interests [inaudible] drag out any longer.

But it is in the Council’s interests is that procedure is done properly and within err natural justice and err you know protection for the Council’s future err prospects and liabilities. Currently err Miss Klonowski and her independent solicitors are conducting a Right to Reply process. The purpose of this and its current state of progress is fully explained in the Director of Law’s advice note which has been circulated to all councillors. Like I just said a copy is on its way to you immediately.

I cannot you know give a specific date for publication of the final report but I give you my assurance that I will do all I can to make this soon and as and as reasonably possible. It’s not in this Council’s best interests to drag on. We want the department to move forward. We want the Council to move forward.

What we have done though in terms of of what reports are available. We’ve insisted that the corporate governance issues are up and running, and they are believed to be at the stem of some of the issues in the other report. I can’t say any further than that.

So I can’t you know. It would be wrong to me to tell you lies, or or or to pretend I’m, but at this point of time I cannot given that the Director’s advice note. I believe we’ll say it’s inappropriate to publish that report.

If we are true to our word that you know whistleblowers should be protected and are important within our Council’s processes, then therefore anyone involved in the whistleblower process should have the same rights as the whistleblower. My view is that individuals have the Right to Reply, have the right for natural justice.

I don’t believe that we should hurry justice just for the sake of of of of err public you know clamour. If the report is correct, and final replies then we in public cannot in full conscience cannot act upon it. It’s not at that state yet and that’s not through any fault or mine.

>>The Worshipful the Mayor of the Metropolitan Borough of Wirral and Rock Ferry Councillor Moira McLaughlin OK, Mr. Brace, content with that?

>>John Brace Just one small supplementary.

>>The Worshipful the Mayor of the Metropolitan Borough of Wirral and Rock Ferry Councillor Moira McLaughlin Supplementary [inaudible] understand that.

>>John Brace Yes, err can you give an approximate timescale, in the Spring of next year or you know something like that?

>> The Worshipful the Mayor of the Metropolitan Borough of Wirral and Rock Ferry Councillor Moira McLaughlin I think he has answered that Mr. Brace to be fair.

>> Cllr Steve Foulkes I would would hope, I would hope it’s as soon as possible.

I’ve not been given an exact date.

But I have been informed, and as we’ve all been informed, that progress has been made on the Right to Reply. Err, there are some late Right to Reply issues come in come into the system as [inaudible]ed in Bill’s report. Everything around this issue is within the report of the Director of Law and I think that once you will read that you will understand [inaudible] difficult position he got in this type of report.

As I say it’s not in the Council’s interests, or my interests or anybody’s interest for that report to be delayed any longer than it need be. Because quite frankly people need to move on, the Authority needs to move on and rights need to err err wrongs need to be put right, and I’m interested in that happening. But, I can’t give you an exact date. I’m not going to give out [inaudible].

>> John Brace Ok, thank you.

>> The Worshipful the Mayor of the Metropolitan Borough of Wirral and Rock Ferry Councillor Moira McLaughlin Thanks.

>> Cllr Jeff Green Supplementary to that conversation.

EXCLUSIVE: Bill Norman (Borough Solicitor)’s advice to councillors on publication of Anna Klonowski Associate’s report

from: Norman, Bill D. billnorman@wirral.gov.uk
sender time: Sent at 4:10 PM (UTC). Current time there: 01:34.
to: john.brace@gmail.com
cc: “Foulkes, Steve (Councillor)” ,
“McLaughlin, Moira (Councillor)”
date: 12 December 2011 16:10
subject: RE: question for full Council (12th December)
mailed-by: wirral.gov.uk

Dear Mr Brace

Thank you for your email and Question to which the Leader will respond tonight.

Please find attached a copy of my advice to Members on the subject of publishing Ms Klonowski’s draft report.

Regards

Bill

Bill Norman
Director of Law, HR and Asset Management
Wirral Council

Tel: 0151 691 8498
billnorman@wirral.gov.uk

Visit our website www.wirral.gov.uk
Please save paper and print out only what is necessary
From: John Brace [mailto:john.brace@gmail.com]
Sent: 01 December 2011 15:15
To: Norman, Bill D.
Cc: Foulkes, Steve (Councillor); McLaughlin, Moira (Councillor)

Subject: question for full Council (12th December)

Dear Bill Norman, Cllr Steve Foulkes & The Worshipful the Mayor of the Metropolitan Borough of Wirral and Rock Ferry Councillor Moira McLaughlin,

I have a question for the Chair of the Corporate Governance Committee/Cabinet Member for Finance & Best Value Cllr Steve Foulkes:-

There has been much public interest in the (as yet unpublished) AKA (Anna Klonowksi Associates Ltd) report into issues that need to be remedied at Wirral Council. My personal view is that Wirral Council needs to publish the report, reassure the public what it’s doing differently now and restore its tarnished reputation as a result of the events that led to the report being commissioned.

Please could you answer:

a) what date the report will be published on and whether changes are to be made between the draft version and final version (if so the reasons why) and
b) an update on changes and decisions made since the report, as a result of the report becoming available in draft form, including progress (which includes consultation) already made and how the changes will benefit Wirral Council, its staff, its councillors and the public?

John Brace


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———- Forwarded message ———-

From: "Norman, Bill D." <billnorman@wirral.gov.uk>
To: "Councillors" <Councillors2@wirral.gov.uk>
Cc: "Executive Team" <ExecutiveTeam@wirral.gov.uk>,
"Delap, Mark" <markdelap@wirral.gov.uk>,
"Moss, David S." <davidmoss@wirral.gov.uk>,
"Tour, Surjit" <surjittour@wirral.gov.uk>,
<anna@akalimited.co.uk>,
"MacCallum, Kevin" <kevinmaccallum@wirral.gov.uk>,
"O’Brien, Richard" <richardobrien@wirral.gov.uk>

Date: Mon, 12 Dec 2011 15:45:51 -0000
Subject: Legal Advice on the Possible Publication of Anna Klonowski’s Preliminary Draft Report

Dear Councillors

I am emailing you to set out my legal advice on the question of publishing AK’s preliminary draft report, as such action is called for in a Notice of Motion to be considered at tonight’s Council meeting.  I have also had the opportunity to receive from Anna Klonowski (‘AK’) an update as to her progression of the Right to Reply (‘R2R’) process.  This is set out in bold italics towards the end of this email.

Only a very small number of people have received a preliminary draft of AK’s report.  However, all persons receiving it did so on the strict understanding that that was a preliminary draft; that it was subject to strict confidentiality; and that no one could disclose the contents of the report until the R2R process is complete.  All recipients of the draft report (including me) signed undertakings to this effect.

The R2R process is in place to ensure that, before AK’s report is finalised, those criticised in the preliminary draft are given a fair opportunity to respond and to have their representations fairly reflected in the final version.  This principle of fairness is a fundamental tenet of Natural Justice.  Both AK, as the author of the report, and the Council, as the commissioning public body, have a duty to all people impacted by the report to ensure that it is as fair and accurate as can reasonably be achieved. Publication of the preliminary draft report would subvert the R2R process and is likely to deny Natural Justice to the people impacted by the report.

You will see from AK’s comments below that some of the R2R submissions will require her to change some of the facts and, possibly, her conclusions as set out in the preliminary draft report; or to add further information to ‘more accurately reflect the balance of opinions amongst the parties’.  As a result, the preliminary draft report, today, cannot be described as a comprehensive, wholly accurate, up-to-date, or fully balanced statement of AK’s views.

It has been suggested to me that the continuing delay in finalising the report might seriously prejudice one or more third parties. I have discussed this suggestion of possible prejudice, with the Acting Director of Adult Social Services (who has also read the draft report).  The Acting Director of Adult Social Services has informed me that he has no grounds for believing that any third party is being seriously  prejudiced as a result of the AKA Report being delayed by the R2R process.

 

Given the extent to which a number of persons criticised in the preliminary draft report have engaged with the R2R process, the publication of a now out-of-date preliminary draft of AK’s report would be highly likely to make those persons (in particular) much more inclined to take legal action against the Council.  In my view, to publish the draft report would be unreasonable and would contravene the legitimate expectations of those invited to participate in the R2R process: namely that the process would be conducted in good faith to a conclusion, prior to any publication.

In my view, the publication of a now out-of-date preliminary draft of AK’s report would be highly likely to provoke immediate legal action to restrain the Council from publishing (i.e. an injunction).

Moreover, given that the preliminary draft report cannot be described today as a comprehensive, wholly accurate, up-to-date, or fully balanced statement of AK’s views, it is much more likely, if the preliminary draft report is published, that the Council will face legal claims by those criticised in the draft report (for damages for defamation).

Having said all this, I fully recognise that there is obvious Member and public interest in bringing this matter to a conclusion as soon as possible: but that should not be at the cost of subverting the entirely proper R2R process.

Finally, I need to make clear that, if Council were to ‘call on’ the Leader to publish the preliminary draft report, the decision whether to publish or not would still be an executive decision for the Leader.  Council cannot ‘instruct’ the Leader to publish, it may merely ‘request’ (or ‘call for’) such action.  If, notwithstanding my advice, a majority of Members at Council were to ‘call on’ the Leader to publish the preliminary draft report, my unequivocal advice would remain that it should not be published, for the reasons stated above.

Set out below is AK’s update as to progress with the R2R process.  In my opinion this clearly demonstrates that the R2R process is being conducted robustly and in a timely manner.

I can confirm that the Right to Reply process has progressed well and has been worthwhile in testing the conclusions I have reached and seeing whether those criticised can raise any evidence to make me re-consider any of my conclusions.  I have ensured that people have had sufficient time to respond and have given people more time when necessary without allowing them to abuse the process by delaying it without good cause. 

 

As a result of the process, one additional family has come forward and asked for their views to be taken into account and, representatives of some of the organisations subject to the R2R have been interviewed. The notes of some of these meetings have/are being considered with one individual undergoing an operation and the family concerned specifically requesting more time. I have therefore had to allow them until 14th December 2012 for the return of their meeting notes.

 

In addition, it should be noted that a significant amount of additional information was supplied by one of the R2R subjects and, unexpectedly an individual associated with one of the R2R subjects has come forward. Having sought legal advice, I am arranging a meeting and to take a statement.

 

I have already identified that some of the R2R submissions will in some regards require me to change some of the facts and possibly conclusions contained within my preliminary draft report or, add further information which will more accurately reflect the balance of opinions amongst the parties. There are also some points that have been raised by the R2R submissions that need to be put to either Mr Morton or other people/organisations which are the subject of the review. After seeking legal advice, there are instances where before forwarding the documents and/or drafting further questions based upon those R2R submissions I have asked certain persons/organisations to consider whether they should seek independent legal advice before authorising me to rely on those comments as they could give rise to a claim of defamation if the statements are viewed as not being true against the individual and/or organisation submitting the R2R response.

 

As the Council and I have agreed previously, the Right to Reply process is in place to ensure that those I have criticised are given a fair opportunity to respond before the report is finalised.  It does not mean that interested parties are able to see the draft report.  If draft conclusions are published to interested parties then this would undermine the whole concept of the Right to Reply process which ensures that due process is followed before the report is finalised. 

 

I have established in the reports I have already submitted that I will make strong criticism and comments where I feel it is appropriate.  I should emphasise that the Right to Reply process is in no way intended as an opportunity to soften my report.  It simply enables me to make robust conclusions after following due process.  I will consider all the evidence put before me, including that evidence submitted by those criticised, and only if necessary will I alter my report where further evidence justifies such a change.

If any of the above is unclear, or if you believe that I have misunderstood any matters, please let me know as soon as possible.

This advice may be shared with others, if you so wish.

Regards

Bill

Bill Norman

Director of Law, HR and Asset Management

Wirral Council

Tel: 0151 691 8498

billnorman@wirral.gov.uk
Visit our website www.wirral.gov.uk

Please save paper and print out only what is necessary

Corporate Governance Committee (Wirral Council) 26th October 2011 5.00pm (Committee Room 1) Part 10

Jim Wilkie said it was a working response to changing circumstances and that councillors made policy. He asked for further discussions on its precise role and interdependencies.

Cllr Foulkes said he saw it as a start despite the implied criticism. He asked for a detailed overview and said it would help corporate governance. He called it an “excellent start” which would be “more focused when developed” and hoped it was “not a massively excessive cost”. He asked for more detail and to look at how other local authorities did it.

Cllr Harney was happy with what Cllr Foulkes said. He brought up the issues of how to involve partners in policy (in relation to child poverty). Cllr Foulkes added a recommendation for a detailed report to come back. Cllr Ann McLachlan said child poverty work was currently channeled through the Children’s Trust Board but she recommended it go to the policy unit.

The recommendation was agreed which Cllr Foulkes said he was happy to endorse. Cllr Foulkes said it “went better than expected”, that he was “pleased with progress” and that people had been thoughtful. He asked for ideas for the next agenda and for progress reports on the issues councillors have outlined with milestones and dates.

Anna Klonowski said for alll dates, there needs to be a level of ambition and challenge in delivery. Clr Green called for some sort of program. Jim Wilkie said it would be done some time before the next meeting, but not just before at the briefing. Cllr Foulkes agreed and thanked Anna as well as everyone who’d come to the meeting.